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MSI FINANCIAL SERVICES, INC.
SPRINGFIELD, MA
800-638-8378
SEC #801-22306Total AUM
$13.8B
Employees
8,508Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1295 STATE STREET
SPRINGFIELD
MA 01111
United States
SPRINGFIELD
MA 01111
United States
Operating Hours
9-5
Monday - Friday
Monday - Friday
Phone
800-638-8378
Financials
Total AUM
$13.8B
Accounts
105,831Discretionary
$3.7B
Accounts
18,807Non-Discretionary
$10.1B
Accounts
87,024
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingDismissed Civil Action (Settlement)Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 12 other businesses.