ASSET & FINANCIAL PLANNING, LTD
Total AUM
$316.9M
Employees
90Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
11 RAYMOND AVENUE
POUGHKEEPSIE
NY 12603
United States
POUGHKEEPSIE
NY 12603
United States
Operating Hours
8:30-5:00
Monday - Friday
Monday - Friday
Phone
845-485-3338
Financials
Total AUM
$316.9M
Accounts
2,395Discretionary
$316.9M
Accounts
2,395Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.