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Building 2CHARLES PRATT & COMPANY, L.L.C.

Map pinNEW YORK, NY
Phone212-867-4444
NotebookSEC #801-20651
Total AUM
$916.1M
Employees
9
Clients
315

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1270 AVENUE OF THE AMERICAS
SUITE 940
NEW YORK
NY 10020-1703
United States
Operating Hours
9:00AM-5:00PM
Monday - Friday
Phone
212-867-4444

ReceiptFinancials

Total AUM
$916.1M
Accounts
544
Discretionary
$886.7M
Accounts
402
Non-Discretionary
$29.4M
Accounts
142

ContactClients

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Individual Clients
294
AUM
$604M
HNW Individual Clients
14
AUM
$66.6M
Pooled Vehicle Clients
7
AUM
$245.5M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
CACTMAMDNHNYWA

HandshakeAffiliates

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Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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