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CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, IL
310-257-7880
SEC #801-20406Total AUM
$256.8B
Employees
10,251Clients
813,965Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1450 AMERICAN LANE
6TH FLOOR, SUITE 650
SCHAUMBURG
IL 60173-2096
United States
6TH FLOOR, SUITE 650
SCHAUMBURG
IL 60173-2096
United States
Operating Hours
8AM TO 5PM CT
Monday - Friday
Monday - Friday
Phone
310-257-7880
Other Offices
6584
Financials
Total AUM
$256.8B
Accounts
813,961Discretionary
$209.1B
Accounts
680,405Non-Discretionary
$47.7B
Accounts
133,556
Clients
Individual Clients
722,373AUM
$175.5B
HNW Individual Clients
79,279AUM
$69.8B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
6,324AUM
$3.5B
Charitable Organization Clients
2,036AUM
$1.9B
Government Entity Clients
65AUM
$112.5M
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
3,884AUM
$5.9B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Felony ConvictionMisdemeanor ConvictionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 17 business affiliates.
Claimed Affiliates
Reported as an affiliate by 22 other businesses.