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Building 2SENTRA SECURITIES CORP

Map pinPHOENIX, AZ
Phone602 744 3000
NotebookSEC #801-17841
Total AUM
$258.8M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
2800 N CENTRAL AVE
STE 2100
PHOENIX
AZ 85004
USA
Operating Hours
7:00AM - 5:00PM
Monday - Friday
Phone
602 744 3000

ReceiptFinancials

Total AUM
$258.8M
Accounts
7,995
Discretionary
$12.9M
Accounts
1,505
Non-Discretionary
$245.9M
Accounts
6,490

ContactClients

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None reported

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingPooled Vehicle Portfolio ManagementSecurities Ratings
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Court Injunction (Past 10 Years)Court Violation FindingOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKSCSDTNTXUTVAWAWI

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 10 other businesses.

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