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Building 2SMITH AFFILIATED CAPITAL CORP.

Map pinNEW YORK, NY
Phone212-644-9440
NotebookSEC #801-17037
Total AUM
$1.7B
Employees
10
Clients
197

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
45 BROADWAY
SUITE 210
NEW YORK
NY 10006
United States
Operating Hours
9 A.M.-5 P.M.
Monday - Friday
Phone
212-644-9440

ReceiptFinancials

Total AUM
$1.7B
Accounts
197
Discretionary
$852.5M
Accounts
195
Non-Discretionary
$829.6M
Accounts
2

ContactClients

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Individual Clients
60
AUM
$116.4M
HNW Individual Clients
21
AUM
$252M
Pension/Profit Sharing Plan Clients
6
AUM
$73.1M
Charitable Organization Clients
1
AUM
$1.2M
Government Entity Clients
1
AUM
$23.7M
Investment Advisor Clients
81
AUM
$44.3M
Corporation or Business Clients
17
AUM
$1B
Other Clients
10
AUM
$134.1M
Description of Other Clients
NATIVE AMERICAN TRIBES

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CACTFLLANHNYORTX

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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