PRUDENTIAL EQUITY GROUP, LLC
Total AUM
$911.9M
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
ONE NEW YORK PLAZA
15TH FLOOR
NEW YORK
NY 10292-2015
USA
15TH FLOOR
NEW YORK
NY 10292-2015
USA
Operating Hours
8:30 A.M. - 5:30 P.M.
Monday - Friday
Monday - Friday
Phone
212-778-6806
Financials
Total AUM
$911.9M
Accounts
998Discretionary
$676.7M
Accounts
120Non-Discretionary
$235.1M
Accounts
878
Clients
None reported
Compliance
Disclosures
Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
FLLANYOHPATX
Affiliates
Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.