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GOLDMAN SACHS & CO. LLC
NEW YORK, NY
212-902-1000
SEC #801-16048Total AUM
$133.6B
Employees
2,268Clients
46,268Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
200 WEST STREET
NEW YORK
NY 10282
United States
NEW YORK
NY 10282
United States
Operating Hours
9:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
212-902-1000
Other Offices
18
Financials
Total AUM
$133.6B
Accounts
46,269Discretionary
$133.4B
Accounts
46,265Non-Discretionary
$289.9M
Accounts
4
Clients
HNW Individual Clients
29,104AUM
$51B
Pension/Profit Sharing Plan Clients
9AUM
$4.7M
Charitable Organization Clients
1,040AUM
$17.5B
Government Entity Clients
1AUM
$5.8M
Insurance Company Clients
28AUM
$288.9M
Corporation or Business Clients
506AUM
$16.9B
Other Clients
15,580AUM
$47.9B
Description of Other Clients
GS TRUST COMPANY, INDIAN TRIBES
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio ManagementPublications
Compensation Types
Charges CommissionCharges Fixed FeeCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
EXECUTION CHARGES, CUSTODY, MANAGEMENT FEE
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeLicense Revocation/SuspensionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 61 business affiliates.
Claimed Affiliates
Reported as an affiliate by 25 other businesses.