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Building 2PROFESSIONAL PLANNING GROUP

Map pinWESTERLY, RI
Phone(401) 596-2800
NotebookSEC #801-15330
Total AUM
$1.3B
Employees
16
Clients
1,292

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
9 GRANITE STREET
WESTERLY
RI 02891
United States
Operating Hours
8:30 AM - 5:00 PM
Monday - Friday
Phone
(401) 596-2800
Other Offices
1

ReceiptFinancials

Total AUM
$1.3B
Accounts
2,395
Discretionary
$1.2B
Accounts
2,159
Non-Discretionary
$71.3M
Accounts
236

ContactClients

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Individual Clients
903
AUM
$353.6M
HNW Individual Clients
378
AUM
$948.3M
Charitable Organization Clients
11
AUM
$14.6M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACTFLGALAMAMENCNHNYPARISCTNTXVAVT

HandshakeAffiliates

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Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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