1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Map pinPASADENA, CA
Phone626-796-6622
NotebookSEC #801-15260
Total AUM
$415.5M
Employees
9
Clients
286

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
200 SOUTH LOS ROBLES AVE.
SUITE 620
PASADENA
CA 91101
United States
Operating Hours
6:00 A.M.-4:00 P.M.
Monday - Friday
Phone
626-796-6622

ReceiptFinancials

Total AUM
$415.5M
Accounts
286
Discretionary
$415.5M
Accounts
286
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

Individual Clients
73
AUM
$24.4M
HNW Individual Clients
202
AUM
$305.7M
Pooled Vehicle Clients
2
AUM
$55.7M
Pension/Profit Sharing Plan Clients
4
AUM
$8.8M
Corporation or Business Clients
5
AUM
$20.9M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACOCTDCDEFLGAILKYMAMDMIMNNCNHNJNVNYOHORPASCTNTXVAWA

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

Feature requires an account