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Building 2AMERIPRISE FINANCIAL, INC.

Map pinMINNEAPOLIS, MN
Phone612-671-3452
NotebookSEC #801-14721
Total AUM
$147.3B
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
50605 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474
USA
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Phone
612-671-3452

ReceiptFinancials

Total AUM
$147.3B
Accounts
116
Discretionary
$145.8B
Accounts
115
Non-Discretionary
$1.5B
Accounts
1

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Company Portfolio ManagementMarket TimingPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Felony ChargeFelony ConvictionLicense Revocation/SuspensionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
CAMAMDMNNJNY

HandshakeAffiliates

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Affiliates
Reported 12 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.

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