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Building 2MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Map pinNEW YORK, NY
Phone800-637-7455
NotebookSEC #801-14235
Total AUM
$1.8T
Employees
32,960
Clients
1,838,984

Firm filings submitted to the SEC

ADV Part 1ADV Part 2ADV Part 3ADV-W
ADV Part 1 is a core regulatory form containing information about the firm’s advisory business, employees, clients, and other business activities.

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