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Building 2FINANCES FOR REAL LIFE

Map pinLOMPOC, CA
Phone805-733-2700
NotebookSEC #801-135953
Total AUM
$108.6M
Employees
2
Clients
130

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
3612 CONSTELLATION ROAD
LOMPOC
CA 93436
United States
Operating Hours
BY APPOINTMENT
Monday - Friday
Phone
805-733-2700
Other Offices
2

ReceiptFinancials

Total AUM
$108.6M
Accounts
332
Discretionary
$108.6M
Accounts
332
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
84
AUM
$33.4M
HNW Individual Clients
44
AUM
$72.6M
Pension/Profit Sharing Plan Clients
1
AUM
$1.7M
Charitable Organization Clients
1
AUM
$888.3K

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACOFLNHTXVA

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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