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Building 2MIDWEST FINANCIAL ASSOCIATES, INC.

Map pinROCKFORD, IL
Phone(779) 210-2930
NotebookSEC #801-135945
Total AUM
$123.9M
Employees
4
Clients
301

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
4615 E STATE STREET
SUITE 102
ROCKFORD
IL 61108
United States
Operating Hours
7:00 AM - 3:30 PM
Monday - Friday
Phone
(779) 210-2930

ReceiptFinancials

Total AUM
$123.9M
Accounts
632
Discretionary
$123.9M
Accounts
632
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
260
AUM
$51.1M
HNW Individual Clients
26
AUM
$63.1M
Pension/Profit Sharing Plan Clients
13
AUM
$8.5M
Corporation or Business Clients
2
AUM
$1.2M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AZFLILTNTXWI

HandshakeAffiliates

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Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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