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Building 2ARLINGTON SECURITIES, INC

Map pin
Phone314-878-1954
NotebookSEC #801-135460
Total AUM
$116.9M
Employees
18
Clients
320

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
8:00 TO 4:30
Monday - Friday
Phone
314-878-1954
Other Offices
4

ReceiptFinancials

Total AUM
$116.9M
Accounts
320
Discretionary
$39.9M
Accounts
95
Non-Discretionary
$77M
Accounts
225

ContactClients

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Individual Clients
234
AUM
$32.2M
HNW Individual Clients
86
AUM
$84.6M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementMarket TimingOther Services
Other Services
WRAP FEE ACCOUNTS
Compensation Types
Charges CommissionCharges Other FeeCharges Percentage AUM
Other Compensation
WRAP FEES

Shield checkCompliance

Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Cause of Denial/SuspensionSEC/CFTC Order EntrySEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
ILMO

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Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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