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Building 2FIRST AND MAIN FINANCIAL

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Phone(510) 601-1935
NotebookSEC #801-132059
Total AUM
$165.3M
Employees
4
Clients
122

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Phone
(510) 601-1935
Other Offices
2

ReceiptFinancials

Total AUM
$165.3M
Accounts
367
Discretionary
$165.3M
Accounts
367
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
49
AUM
$14.6M
HNW Individual Clients
73
AUM
$150.7M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

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Disclosures

None reported

State Registrations
CA

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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