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LPL ENTERPRISE, LLC
FORT MILL, SC
704-733-3300
SEC #801-130883Total AUM
$24.9B
Employees
5,215Clients
102,563Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1055 LPL WAY
FORT MILL
SC 29715
United States
FORT MILL
SC 29715
United States
Operating Hours
8:30 AM - 6:00 PM
Monday - Friday
Monday - Friday
Phone
704-733-3300
Other Offices
1140
Financials
Total AUM
$24.9B
Accounts
139,192Discretionary
$24.9B
Accounts
139,113Non-Discretionary
$3.6M
Accounts
79
Clients
Individual Clients
79,249AUM
$11.8B
HNW Individual Clients
22,822AUM
$12.7B
Pension/Profit Sharing Plan Clients
127AUM
$201.2M
Charitable Organization Clients
79AUM
$49.4M
Corporation or Business Clients
286AUM
$216.5M
Services
Services Offered
EducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.