HABERER REGISTERED INVESTMENT ADVISOR INC
Total AUM
$314M
Employees
11Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
201 E FIFTH ST
SUITE 1100
CINCINNATI
OH 45202
United States
SUITE 1100
CINCINNATI
OH 45202
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
513-381-8200
Financials
Total AUM
$314M
Accounts
311Discretionary
$301.2M
Accounts
298Non-Discretionary
$12.8M
Accounts
13
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
FLINKYMIOHWV
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.