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Building 2HABERER REGISTERED INVESTMENT ADVISOR INC

Map pinCINCINNATI, OH
Phone513-381-8200
NotebookSEC #801-13081
Total AUM
$314M
Employees
11
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
201 E FIFTH ST
SUITE 1100
CINCINNATI
OH 45202
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Phone
513-381-8200

ReceiptFinancials

Total AUM
$314M
Accounts
311
Discretionary
$301.2M
Accounts
298
Non-Discretionary
$12.8M
Accounts
13

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Court Violation FindingOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
FLINKYMIOHWV

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Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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