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RBC CAPITAL MARKETS, LLC
NEW YORK, NY
212-858-7000
SEC #801-13059Total AUM
$310.4B
Employees
8,781Clients
283,910Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
200 VESEY ST.
NEW YORK
NY 10281
United States
NEW YORK
NY 10281
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
212-858-7000
Other Offices
382
Financials
Total AUM
$310.4B
Accounts
511,871Discretionary
$235.3B
Accounts
417,652Non-Discretionary
$75.1B
Accounts
94,219
Clients
Individual Clients
263,588AUM
$182.2B
HNW Individual Clients
12,350AUM
$98.5B
Banking Clients
7AUM
$55.6M
Pooled Vehicle Clients
17AUM
$651.5M
Pension/Profit Sharing Plan Clients
2,335AUM
$2.7B
Charitable Organization Clients
2,222AUM
$10.8B
Government Entity Clients
215AUM
$1.2B
Insurance Company Clients
105AUM
$445.3M
Corporation or Business Clients
3,071AUM
$13.8B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension ConsultingPooled Vehicle Portfolio Management
Other Services
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Compensation Types
Charges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Cause of Denial/SuspensionSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 18 business affiliates.
Claimed Affiliates
Reported as an affiliate by 21 other businesses.