SYNDICATED CAPITAL, INC.
Total AUM
$142M
Employees
12Clients
465Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
21671 GATEWAY CENTER DRIVE
SUITE 111
DIAMOND BAR
CA 91765
United States
SUITE 111
DIAMOND BAR
CA 91765
United States
Operating Hours
6:30 AM - 2:00 PM
Monday - Friday
Monday - Friday
Phone
310-751-7098
Other Offices
8
Financials
Total AUM
$142M
Accounts
465Discretionary
$136.9M
Accounts
447Non-Discretionary
$5.1M
Accounts
18
Clients
Individual Clients
438AUM
$79.5M
HNW Individual Clients
27AUM
$62.5M
Services
Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Other FeeCharges Percentage AUM
Other Compensation
12B1; NTF MUTAL FUND SERVICE FEES
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.