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Building 2A. G. EDWARDS & SONS, INC.

Map pinST. LOUIS, MO
Phone314-955-3000
NotebookSEC #801-12716
Total AUM
$35.8B
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE NORTH JEFFERSON AVE
ST. LOUIS
MO 63103
USA
Operating Hours
8:00 A.M. TO 4:30 P.M.
Monday - Friday
Phone
314-955-3000

ReceiptFinancials

Total AUM
$35.8B
Accounts
195,588
Discretionary
$30B
Accounts
171,064
Non-Discretionary
$5.8B
Accounts
24,524

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementMarket TimingPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Other FeeCharges Percentage AUM
Other Compensation
"DISTRIBUTION" OR 12B-1 FEES FROM MUTUAL FUNDS

Shield checkCompliance

Disclosures
Felony ChargeFelony ConvictionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARCACOCTDCDEFLGAHIIAIDILINKSKYMDMEMNMOMSMTNCNDNENHNJNMNVNYOHOKPRRISCSDTNTXUTVAVTWAWIWV

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Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

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