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COMPOUND PLANNING, INC.
NEW YORK, NY
888-533-9364
SEC #801-126007Total AUM
$4.8B
Employees
119Clients
13,653Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
115 BROADWAY
5TH FLOOR
NEW YORK
NY 10006
United States
5TH FLOOR
NEW YORK
NY 10006
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
888-533-9364
Other Offices
25
Financials
Total AUM
$4.8B
Accounts
8,708Discretionary
$4.8B
Accounts
8,708Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
10,868AUM
$1.5B
HNW Individual Clients
612AUM
$1.5B
Pension/Profit Sharing Plan Clients
354AUM
$128.9M
Charitable Organization Clients
129AUM
$13.8M
Corporation or Business Clients
147AUM
$110.7M
Other Clients
1,543AUM
$1.6B
Description of Other Clients
TRUSTS & ESTATES, FAMILY OFFICES, FOUNDATIONS & ENDOWMENTS
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPublications
Compensation Types
Charges Fixed FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SELECTION OF OTHER ADVISERS
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Violation FindingPending Civil ProceedingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.