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Building 2HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Map pinFAIRFIELD, CT
Phone203-418-9000
NotebookSEC #801-124853
Total AUM
$436.9M
Employees
30
Clients
350

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
2150 POST ROAD
SUITE 301
FAIRFIELD
CT 06824
United States
Operating Hours
9 AM - 5:00 PM
Monday - Friday
Phone
203-418-9000
Other Offices
4

ReceiptFinancials

Total AUM
$436.9M
Accounts
685
Discretionary
$330.7M
Accounts
472
Non-Discretionary
$106.2M
Accounts
213

ContactClients

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Individual Clients
256
AUM
$93.8M
HNW Individual Clients
81
AUM
$315.8M
Charitable Organization Clients
1
AUM
$2.2M
Corporation or Business Clients
12
AUM
$25M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
CACTFLLAMAMDMNNCNJNYPRTXWI

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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