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ROC INVESTMENTS, LLC
630-877-2898
SEC #801-123336Total AUM
$6.5M
Employees
2Clients
1Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
Operating Hours
9:00 AM - 5:00 PM PT
Monday - Friday
Monday - Friday
Phone
630-877-2898
Financials
Total AUM
$6.5M
Accounts
1Discretionary
$0
Accounts
0Non-Discretionary
$6.5M
Accounts
1
Clients
Investment Company Clients
1AUM
$6.5M
Services
Services Offered
Company Portfolio Management
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES
Compliance
Disclosures
None reported
State Registrations
CA
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.