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Building 2ALPHA DOG ADVISORS, RUFF

Map pinCRANSTON, RI
Phone401-351-4900
NotebookSEC #801-122502
Total AUM
$153.6M
Employees
3
Clients
324

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1050 RESERVOIR AVE
CRANSTON
RI 02910
United States
Operating Hours
9:00 AM TO 4:00 PM
Monday - Friday
Phone
401-351-4900
Other Offices
1

ReceiptFinancials

Total AUM
$153.6M
Accounts
618
Discretionary
$142.6M
Accounts
615
Non-Discretionary
$11M
Accounts
3

ContactClients

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Individual Clients
246
AUM
$47.6M
HNW Individual Clients
75
AUM
$95M
Investment Advisor Clients
1
AUM
$2.5M
Insurance Company Clients
2
AUM
$8.5M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
COMPENSATION FROM THE SALE OF INSURANCE ASSETS
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
COMPENSATION FROM THE SALE OF INSURANCE ASSETS

Shield checkCompliance

Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
FLMARI

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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