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Building 2PENNEY FINANCIAL

Map pinHOUSTON, TX
Phone713-300-5165
NotebookSEC #801-122353
Total AUM
$303.5M
Employees
3
Clients
110

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
825 TOWN AND COUNTRY LANE
12TH FL
HOUSTON
TX 77024-4563
United States
Operating Hours
BY APPOINTMENT ONLY
Monday - Friday
Phone
713-300-5165
Other Offices
2

ReceiptFinancials

Total AUM
$303.5M
Accounts
465
Discretionary
$303.5M
Accounts
465
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
13
AUM
$7.4M
HNW Individual Clients
96
AUM
$292.2M
Charitable Organization Clients
1
AUM
$3.9M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
LATX

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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