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Building 2PROSPECT FINANCIAL SERVICES LLC

Map pinMELVILLE, NY
Phone631-424-5218
NotebookSEC #801-122193
Total AUM
$431M
Employees
12
Clients
613

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
445 BROAD HOLLOW ROAD
SUITE CL-43
MELVILLE
NY 11747
United States
Operating Hours
9:00AM TO 5:00PM
Monday - Friday
Phone
631-424-5218

ReceiptFinancials

Total AUM
$431M
Accounts
1,156
Discretionary
$431M
Accounts
1,156
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
446
AUM
$120.2M
HNW Individual Clients
74
AUM
$209.8M
Pension/Profit Sharing Plan Clients
77
AUM
$98.8M
Corporation or Business Clients
16
AUM
$2.3M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CACTFLNCNJNYSCTNTXVA

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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