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Building 2BROWN, LISLE/CUMMINGS, INC

Map pinPROVIDENCE, RI
Phone401-421-8900
NotebookSEC #801-121156
Total AUM
$487.3M
Employees
13
Clients
238

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE TURKS HEAD PLACE
SUITE 800
PROVIDENCE
RI 02903
United States
Operating Hours
8:30AM TO 4:30PM
Monday - Friday
Phone
401-421-8900

ReceiptFinancials

Total AUM
$487.3M
Accounts
490
Discretionary
$480.6M
Accounts
478
Non-Discretionary
$6.7M
Accounts
12

ContactClients

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Individual Clients
119
AUM
$55.7M
HNW Individual Clients
107
AUM
$421.1M
Corporation or Business Clients
12
AUM
$10.5M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
CACOCTFLGAMANHNYRITXVAVTWA

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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