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Building 2SMITH GROUP ASSET MANAGEMENT, LLC

Map pinDALLAS, TX
Phone214-880-4600
NotebookSEC #801-120777
Total AUM
$2.2B
Employees
14
Clients
2,324

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
100 CRESCENT COURT
DALLAS
TX 75201
United States
Operating Hours
8AM-5PM EST
Monday - Friday
Phone
214-880-4600

ReceiptFinancials

Total AUM
$2.2B
Accounts
2,324
Discretionary
$2.2B
Accounts
2,324
Non-Discretionary
$0
Accounts
0

ContactClients

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HNW Individual Clients
2,299
AUM
$782.4M
Investment Company Clients
6
AUM
$843M
Pension/Profit Sharing Plan Clients
5
AUM
$137.2M
Charitable Organization Clients
4
AUM
$181.8M
Government Entity Clients
4
AUM
$230.2M
Corporation or Business Clients
6
AUM
$39.3M

Briefcase businessServices

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Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALAZCACOCTDCDEFLGAIDILINKYLAMAMDMEMIMNMOMSNCNENHNJNVNYOHOKORPASCTNTXUTVAWAWI

HandshakeAffiliates

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Affiliates
Reported 7 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

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