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Building 2MORGAN STANLEY & CO. LLC

Map pinNEW YORK, NY
Phone212-761-4000
NotebookSEC #801-11727
Total AUM
$0
Employees
1,000
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1585 BROADWAY
NEW YORK
NY 10036-8293
United States
Operating Hours
9:00AM - 5:00PM
Monday - Friday
Phone
212-761-4000

ReceiptFinancials

Total AUM
$0
Accounts
0
Discretionary
$0
Accounts
0
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Market Timing
Compensation Types
Charges Commission

Shield checkCompliance

Disclosures
Court Injunction (Past 10 Years)Court Violation FindingOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 46 business affiliates.
Claimed Affiliates
Reported as an affiliate by 30 other businesses.

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