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Building 2CARTER FINANCIAL, LLC

Map pinLA JOLLA, CA
Phone858-678-0579
NotebookSEC #801-117265
Total AUM
$282.3M
Employees
3
Clients
178

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
4225 EXECUTIVE SQUARE
SUITE 1030
LA JOLLA
CA 92037
United States
Operating Hours
7:30AM-5:00PM
Monday - Friday
Phone
858-678-0579

ReceiptFinancials

Total AUM
$282.3M
Accounts
489
Discretionary
$282.3M
Accounts
489
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
71
AUM
$14.4M
HNW Individual Clients
106
AUM
$266.6M
Corporation or Business Clients
1
AUM
$1.3M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CACOTX

HandshakeAffiliates

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Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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