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Building 2SOVEREIGN FINANCIAL GROUP, INC.

Map pinSTAMFORD, CT
Phone(888) 765-8180
NotebookSEC #801-114529
Total AUM
$1.1B
Employees
31
Clients
1,313

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
35 WEST BROAD STREET
SUITE 100
STAMFORD
CT 06902
United States
Operating Hours
BY APPOINTMENT ONLY
Monday - Friday
Phone
(888) 765-8180
Other Offices
24

ReceiptFinancials

Total AUM
$1.1B
Accounts
4,486
Discretionary
$1.1B
Accounts
4,408
Non-Discretionary
$18.3M
Accounts
78

ContactClients

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Individual Clients
1,006
AUM
$294.6M
HNW Individual Clients
282
AUM
$769M
Pension/Profit Sharing Plan Clients
1
AUM
$3.1M
Charitable Organization Clients
12
AUM
$13.8M
Corporation or Business Clients
12
AUM
$2.1M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCACOCTDEFLGAILLAMAMDMEMINCNENHNJNYOHPARISCTNTXUTVAWA

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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