KMS FINANCIAL SERVICES, INC

SEATTLE, WA

[206]441-2885

SEC #801-11375

Total AUM

$8.2B

Employees

429

Clients

14,805

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

2001 SIXTH AVE STE 2801
SEATTLE
WA 98121
United States

Operating Hours

7:00 AM - 4:00 PM
Monday - Friday

Phone

[206]441-2885

Other Offices

384

Financials

Total AUM

$8.2B

Accounts

33,857

Discretionary

$6.7B

Accounts

28,028

Non-Discretionary

$1.5B

Accounts

5,829

Clients

View more in analytics →

Individual Clients

10,057

AUM

$2.9B

HNW Individual Clients

4,476

AUM

$4.8B

Pooled Vehicle Clients

AUM

$7.3M

Pension/Profit Sharing Plan Clients

124

AUM

$371.4M

Charitable Organization Clients

AUM

$10.8M

Government Entity Clients

AUM

$1.5M

Corporation or Business Clients

118

AUM

$102.5M

Services

View ADV Part 2 brochures →

Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementMarket TimingPension ConsultingPooled Vehicle Portfolio ManagementPublications

Compensation Types

Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM

Other Compensation

SOLICITATION OR REFERRAL FEES

Compliance

Disclosures

Other Regulator Order (Past 10 Years)SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation

State Registrations

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

Affiliates

View all affiliates →

Affiliates

Reported 19 business affiliates.

Claimed Affiliates

Reported as an affiliate by 4 other businesses.