1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2FIRST TRUST DIRECT INDEXING

Map pinBOSTON, MA
Phone617-752-6010
NotebookSEC #801-113667
Total AUM
$1.4B
Employees
11
Clients
458

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
33 ARCH STREET
SUITE 1700
BOSTON
MA 02110
United States
Operating Hours
9 AM - 5 PM
Monday - Friday
Phone
617-752-6010
Other Offices
2

ReceiptFinancials

Total AUM
$1.4B
Accounts
528
Discretionary
$1.4B
Accounts
528
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

HNW Individual Clients
405
AUM
$690.5M
Charitable Organization Clients
25
AUM
$508M
Corporation or Business Clients
28
AUM
$222.4M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
MODEL PORTFOLIOS
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
ALAZCACOCTDEFLGAILINKSKYLAMAMDMEMIMNNCNENHNJNYOHOKORPARISCTNTXVAWAWI

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 13 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.

Feature requires an account