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Building 2PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED

Map pinWAN CHAI
Phone852-3519-2000
NotebookSEC #801-113253
Total AUM
$3.4B
Employees
25
Clients
31

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
UNIT 1001-2 CENTRAL PLAZA
18 HARBOUR ROAD
WAN CHAI

Hong Kong
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Phone
852-3519-2000

ReceiptFinancials

Total AUM
$3.4B
Accounts
25
Discretionary
$3.4B
Accounts
25
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
1
AUM
$0
HNW Individual Clients
1
AUM
$0
Banking Clients
3
AUM
$1.5B
Pooled Vehicle Clients
16
AUM
$1.6B
Pension/Profit Sharing Plan Clients
3
AUM
$22.9M
Charitable Organization Clients
1
AUM
$0
Government Entity Clients
1
AUM
$0
Investment Advisor Clients
1
AUM
$0
Insurance Company Clients
1
AUM
$0
Sovereign Wealth Fund Clients
1
AUM
$236.9M
Corporation or Business Clients
2
AUM
$35.6M

Briefcase businessServices

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Services Offered
Institutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory Proceeding
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 30 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.

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