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Building 2MID-ATLANTIC SECURITIES, INC.

Map pinRALEIGH, NC
Phone919-783-7787
NotebookSEC #801-112068
Total AUM
$380.2M
Employees
25
Clients
948

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
4001 BARRETT DRIVE
SUITE 100
RALEIGH
NC 27609
United States
Operating Hours
8:30 AM TO 5:00 PM
Monday - Friday
Phone
919-783-7787
Other Offices
7

ReceiptFinancials

Total AUM
$380.2M
Accounts
949
Discretionary
$208.5M
Accounts
483
Non-Discretionary
$171.7M
Accounts
466

ContactClients

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Individual Clients
620
AUM
$135.7M
HNW Individual Clients
288
AUM
$216.1M
Pension/Profit Sharing Plan Clients
27
AUM
$15.9M
Charitable Organization Clients
1
AUM
$869.2K
Corporation or Business Clients
12
AUM
$11.6M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Dismissed Civil Action (Settlement)Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
ALCAFLMDNCNENHNJNYOHSCTNTXVA

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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