LINDEN THOMAS ADVISORY SERVICES, LLC

CHARLOTTE, NC

(704) 554-8150

SEC #801-110683

Total AUM

$1.8B

Employees

Clients

1,366

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

516 NORTH TRYON STREET
CHARLOTTE
NC 28202
United States

Operating Hours

8:00 AM - 5:00 PM
Monday - Friday

Phone

(704) 554-8150

Financials

Total AUM

$1.8B

Accounts

7,111

Discretionary

$1.1B

Accounts

4,306

Non-Discretionary

$653.7M

Accounts

2,805

Clients

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Individual Clients

836

AUM

$720.4M

HNW Individual Clients

432

AUM

$892.2M

Pension/Profit Sharing Plan Clients

AUM

$154.5M

Charitable Organization Clients

AUM

$3.9M

Corporation or Business Clients

AUM

$497.4K

Services

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Services Offered

Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding

State Registrations

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Affiliates

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Affiliates

Reported 4 business affiliates.

Claimed Affiliates

Reported as an affiliate by 1 other business.