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Building 2NEUBERGER BERMAN CANADA ULC

Map pinTORONTO, ONTARIO
Phone416-883-6904
NotebookSEC #801-108509
Total AUM
$12.4B
Employees
27
Clients
3,366

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
181 BAY STREET
SUITE 815
TORONTO, ONTARIO
M5J 2V1
Canada
Operating Hours
9-6PM
Monday - Friday
Phone
416-883-6904

ReceiptFinancials

Total AUM
$12.4B
Accounts
3,365
Discretionary
$12.4B
Accounts
3,365
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
1,993
AUM
$796.4M
HNW Individual Clients
899
AUM
$4.1B
Investment Company Clients
4
AUM
$414.6M
Pooled Vehicle Clients
26
AUM
$3.1B
Pension/Profit Sharing Plan Clients
14
AUM
$212.7M
Charitable Organization Clients
28
AUM
$336.2M
Insurance Company Clients
2
AUM
$729M
Sovereign Wealth Fund Clients
2
AUM
$305M
Corporation or Business Clients
392
AUM
$2.4B
Other Clients
6
AUM
$5.7M
Description of Other Clients
PROPRIETARY ACCOUNTS

Briefcase businessServices

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Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Violation Finding
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 15 business affiliates.
Claimed Affiliates
Reported as an affiliate by 12 other businesses.

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