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Building 2DEMPSEY LORD SMITH, LLC

Map pinROME, GA
Phone706.238.9575
NotebookSEC #801-108087
Total AUM
$580.5M
Employees
92
Clients
2,731

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
901 N BROAD STREET
SUITE 400
ROME
GA 30161
United States
Operating Hours
8:30 AM - 5:00 PM
Monday - Friday
Phone
706.238.9575
Other Offices
60

ReceiptFinancials

Total AUM
$580.5M
Accounts
2,444
Discretionary
$580.5M
Accounts
2,444
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
2,416
AUM
$580.5M
HNW Individual Clients
306
AUM
$0
Pension/Profit Sharing Plan Clients
9
AUM
$0

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
ALARAZCACOFLGAMDMSNCNVOHSCTNTX

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Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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