Sign in
Create a free account
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST LOUIS, MO
314-342-2000
SEC #801-10746Total AUM
$197.5B
Employees
6,478Clients
236,192Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
501 N BROADWAY
ST LOUIS
MO 63102
United States
ST LOUIS
MO 63102
United States
Operating Hours
8:00 - 4:30
Monday - Friday
Monday - Friday
Phone
314-342-2000
Other Offices
517
Financials
Total AUM
$197.5B
Accounts
394,160Discretionary
$126.8B
Accounts
302,279Non-Discretionary
$70.7B
Accounts
91,881
Clients
Individual Clients
156,989AUM
$41B
HNW Individual Clients
73,687AUM
$137.4B
Banking Clients
551AUM
$2.7B
Pooled Vehicle Clients
22AUM
$367.3M
Pension/Profit Sharing Plan Clients
1,481AUM
$2.6B
Charitable Organization Clients
1,426AUM
$5.3B
Government Entity Clients
47AUM
$1.8B
Insurance Company Clients
1AUM
$31.5M
Sovereign Wealth Fund Clients
13AUM
$135M
Corporation or Business Clients
1,967AUM
$6.2B
Other Clients
8AUM
$1.9M
Description of Other Clients
INVESTMENT CLUBS
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 23 business affiliates.
Claimed Affiliates
Reported as an affiliate by 15 other businesses.