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Building 2BMO NESBITT BURNS SECURITIES LTD.

Map pinTORONTO, ONTARIO
Phone416-624-5509
NotebookSEC #801-107176
Total AUM
$1.2B
Employees
303
Clients
1,086

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
1 FIRST CANADIAN PLACE
41ST FLOOR
TORONTO, ONTARIO
M5X 1A1
Canada
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
416-624-5509
Other Offices
49

ReceiptFinancials

Total AUM
$1.2B
Accounts
1,330
Discretionary
$1.2B
Accounts
1,330
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
674
AUM
$96.8M
HNW Individual Clients
412
AUM
$1.1B

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AZCACOCTDCDEFLGAHIILINLAMAMDMIMNMOMTNCNHNJNMNVNYOHORPASCTNTXUTVAVTWAWI

HandshakeAffiliates

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Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.

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