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OPPENHEIMER CAPITAL LLC
NEW YORK, NY
(212) 739-3000
SEC #801-10708Total AUM
$2.4B
Employees
31Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1345 AVE OF THE AMERICAS
NEW YORK
NY 10105
United States
NEW YORK
NY 10105
United States
Operating Hours
9:00 - 5:00 PM EST
Monday - Friday
Monday - Friday
Phone
(212) 739-3000
Financials
Total AUM
$2.4B
Accounts
5Discretionary
$2.4B
Accounts
5Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementMarket TimingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Dismissed Civil Action (Settlement)SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
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Affiliates
Affiliates
Reported 27 business affiliates.
Claimed Affiliates
Reported as an affiliate by 12 other businesses.