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RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL
727-567-1000
SEC #801-10418Total AUM
$501B
Employees
16,780Clients
531,619Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
880 CARILLON PARKWAY
ST. PETERSBURG
FL 33716
United States
ST. PETERSBURG
FL 33716
United States
Operating Hours
8:30AM-5:30PM
Monday - Friday
Monday - Friday
Phone
727-567-1000
Other Offices
817
Financials
Total AUM
$501B
Accounts
1,143,145Discretionary
$378.7B
Accounts
985,700Non-Discretionary
$122.3B
Accounts
157,445
Clients
Individual Clients
413,527AUM
$116.1B
HNW Individual Clients
99,598AUM
$288.7B
Banking Clients
710AUM
$1.8B
Pension/Profit Sharing Plan Clients
9,726AUM
$46.1B
Charitable Organization Clients
196AUM
$1.1B
Government Entity Clients
117AUM
$4.8B
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
385AUM
$2.3B
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
7,358AUM
$40B
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension Consulting
Other Services
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 24 business affiliates.
Claimed Affiliates
Reported as an affiliate by 20 other businesses.