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Building 2RAYMOND JAMES INVESTMENT MANAGEMENT

Map pinST PETERSBURG, FL
Phone800-521-1195
NotebookSEC #801-100356
Total AUM
$16.9B
Employees
175
Clients
5

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
780 CARILLON PARKWAY
ST PETERSBURG
FL 33716
United States
Operating Hours
8:00 AM - 5:00 PM
Monday - Friday
Phone
800-521-1195
Other Offices
2

ReceiptFinancials

Total AUM
$16.9B
Accounts
5
Discretionary
$16.9B
Accounts
5
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
1
AUM
$294.3K
HNW Individual Clients
1
AUM
$316.5K
Investment Company Clients
1
AUM
$16.9B
Pooled Vehicle Clients
2
AUM
$362.4K

Briefcase businessServices

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Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV

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Affiliates
Reported 26 business affiliates.
Claimed Affiliates
Reported as an affiliate by 11 other businesses.

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